Posts Tagged
Bartholomew Battista
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BlackRock Agrees to Pay $12 Million Over SEC Conflicts Claim
©2015 Bloomberg News NN4H0M6KLVR4 (Bloomberg) — BlackRock Inc. agreed to pay $12 million to settle U.S. regulatory claims that it failed to disclose a conflict of interest of a top portfolio manager. Daniel J. Rice III, a former money manager, invested client money in a BlackRock fund that had a